Discovery & scoping
A 45-minute call covers licence status, product lines, processors, and the reporting audience. We return a draft scope, sample period proposal, and fee outline.
Custom page · Process
From discovery call to board pack
A clear sequence for audits for fintech operators — so operations know when sampling starts, when interviews land, and when findings freeze.
Kickoff & evidence request
You appoint a coordinator. We issue a numbered evidence list and schedule walkthroughs that respect settlement close times.
Fieldwork
On-site and remote sampling of dual control, reconciliations, and exception queues. Interim observations are shared verbally so surprises stay rare.
Reporting & briefing
Draft findings, management response window, final report, and optional board pack facilitation. Findings freeze on an agreed date.
What you prepare
Materials that keep fieldwork on calendar
- Organisational charts for operations and compliance
- Current policy manuals and mandate registers
- Processor and outsourcing inventory
- Reconciliation workbooks for the sample window
- Leave calendars for key checkers
Ready to place an engagement on the calendar?
Review the flagship audit scope or send a brief with your preferred kickoff window.