Engagement · Assessment

Pre-License Readiness Assessment

A diagnostic pass for teams drafting applications or responding to informal regulator questions before a formal licence submission.

Professionals discussing documents across a meeting table
Typical duration
2–4 weeks
Pricing basis
From NT$160,000
Delivery
Workshop plus document review
Best suited for
Founders and compliance leads preparing a Taiwan fintech licence path

Purpose

Before you file, we pressure-test whether your control descriptions, staffing plan, and sample evidence would withstand a sceptical reading. The assessment produces a readiness memo, not a licence guarantee.

Scope highlights

  • Gap analysis of draft policies against common Taiwan application expectations for your licence class
  • Stress-test of customer due diligence scripts and escalation paths
  • Review of outsourcing registers and exit arrangements with processors
  • Coaching for the narrative that links product design to residual risk

Deliverables

A readiness memo with red / amber / green markers, a document checklist, and a 90-minute working session with your application drafting team.